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Home | FSA fines former UBS traders £1.3m

FSA fines former UBS traders £1.3m

  • May 22, 2012
  • The Upper Tribunal has directed the Financial Services Authority (FSA) to fine and ban two former London-based UBS traders. Sachin Karpe has been fined £1.25 million and Laila Karan £75,000 for failing to act with integrity and both have been banned from performing any role in regulated financial services. Between January 2006 and January 2008, [...]

  • Read more at:http://www.bankingtimes.co.uk/2012/05/22/fsa-fines-former-ubs-traders-1-3m/
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